面向绿色制造的中小企业协同治污响应行为研究——基于利益相关者视角

Abstract: Small and medium-sized enterprises (SMEs) play an essential role in regional economic growth of developing countries. At the same time, they are the major environmental polluters. The study on the response behavior of enterprises is vital to sustainable development of manufacturing. The previous research implied that understating enterprises’ behaviors could promote interaction between the enterprises and government, encourage the non-government organizations to participate green innovation, and improve the national governance abilities in sustainable developing. However, these researches focused dual model on “government-enterprises”, and ignored the effect of other stakeholders in the pollution abatement behavior of the SMEs..Stakeholders view will be applied in this research, to identify the key participators in the synergetic pollution abatement and their operating mechanisms. This research will attempt to build a driver-behavior-performance theoretical framework. Through probing into specific industries, such as servo motors, electroplating and equipment manufacturing, this research will elaborate on what attributes a successful synergetic pollution abatement is likely have. Further, this research will adopt social network, patent mining, mental model, and life cycle assessment, to evaluate the synergetic pollution abatement effects under various scenarios such as technology diffusion, alliance organizing and supply chain merging. And some policy implications will be concluded from the research..This research will contribute to the theory in two ways. First, it will address the key attributes for successful synergetic pollution abatement. Second, it will deepen the understanding on the environmental behaviors of SMEs.

中小企业为国家经济增长与就业改善做出了重要贡献。与此同时,其生产过程中能源与资源浪费严重、环境问题突出，治理困难。作为“绿色制造”研究的重要组成部分，深刻理解中小企业响应行为，对促进企业与政府良好互动，鼓励社会组织参与绿色创新，提高国家绿色转型治理能力有重要意义。但是，现有研究仅仅关注“政府-企业”二元主体间行为响应机制，忽略了其他利益主体对企业响应行为的影响。.本研究采用利益相关者视角，识别影响中小企业响应行为的关键主体与作用机制。基于扎根理论，运用多案例研究，分析伺服电机、电镀、与装备行业的绿色制造实例，构建企业响应行为的影响机制框架。结合知识网络、专利挖掘、心智模型，生命周期等方法，量化技术推动、联盟引导、下游供应链融合的协同治污模式。最后，提出激励企业在绿色低碳约束下的响应行为政策建议。本研究把握企业响应行为的关键属性，完善企业响应行为的作用机制框架，将加深对中小企业响应行为的认知

中小企业为国家经济增长与就业改善做出了重要贡献。与此同时,其生产过程中能源与资源浪费严重、环境问题突出，治理困难。作为“绿色制造”研究的重要组成部分，深刻理解中小企业响应行为，对促进企业与政府良好互动，鼓励社会组织参与绿色创新，提高国家绿色转型治理能力有重要意义。本研究跳出了传统的“政府-企业”二元主体间的行为响应机制研究，将其他利益主体对于企业响应行为影响考虑引入环境管理研究。.具体来说，本研究采用利益相关者视角，识别影响中小企业响应行为的关键主体与作用机制。基于扎根理论，构建企业响应行为的影响机制框架的基础上，运用多案例研究，分析伺服电镀与装备行业的绿色制造实例。同时通过发放问卷，结合知识网络、专利挖掘、心智模型，生命周期等方法，量化技术推动、联盟引导、下游供应链融合的协同治污模式。最后，提出激励企业在绿色低碳约束下的响应行为离不开企业联盟内的非正式制度的影响。本研究通过把握企业响应行为的关键属性，完善企业响应行为的作用机制框架，加深学者对于绿色制造领域中小企业响应行为的认知以及相关的政策含义。